Form 4 for KITT Nauticus Robotics, Inc.

Accepted 2023-04-13 00:00:00 ET · period of report 2023-04-04 · accession 0001213900-23-029658 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-04-13	2023-04-04	KITT	Bohan Donnelly A.	COO	M - OptEx	—	+72.0K	72.0K	New	—
D	2023-04-13	2023-04-11	KITT	Bohan Donnelly A.	COO	F - Tax	$2.92	-17.5K	54.6K	-24%	-$51.0K
D	2023-04-13	2023-04-04	KITT	Bohan Donnelly A.	COO	M - OptEx	$0.00	-72.0K	72.0K	-50%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-04-04	M	A	72,010	—	72,010	D	—	—	(F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
2	Common	Common Stock	2023-04-11	F	D	17,452	$2.92	54,558	D	—	—
3	Derivative	RSU	2023-04-04	M	D	72,010	$0.00	72,011	D	— · — to —	72,010 Common Stock	(F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. (F2) On October 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal annual installments on April 04 of each of 2023 and 2024.