Form 4 for SWAGW Stran & Company, Inc.
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-14 · accession 0001213900-23-030677 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-18 | 2023-04-14 | SWAGW | Johnshoy Sheila | COO | A - Grant | $0.00 | +5,000 | 10.0K | +100% | $0 |
| D | 2023-04-18 | 2023-04-14 | SWAGW | Johnshoy Sheila | COO | A - Grant | $0.00 | +5,000 | 10.0K | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-14 | A | A | 5,000 | $0.00 | 10,000 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2023-04-14 | A | A | 5,000 | $0.00 | 10,000 | D | $1.60 · 2023-04-14 to 2032-03-10 | 5,000 Common Stock | (F1) On March 11, 2022, the reporting person was granted 5,000 shares of common stock and an option to purchase 40,000 shares for $1.60 per share, 5,000 of which vested and became exercisable immediately. Both the common stock and stock option were subject to a separate restriction on transfer which lapsed on September 11, 2022. The remaining 35,000 shares of common stock under the stock option vest subject to the issuer's attainment of certain performance-based conditions. On April 14, 2023, the Compensation Committee of the issuer determined that the performance-based conditions had been met for the vesting of the option as to 5,000 shares. |