Form 4 for KITT Nauticus Robotics, Inc.
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-03 · accession 0001213900-23-037037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-05 | 2023-05-03 | KITT | Radford Nicolaus | CEO, Dir | M - OptEx | — | +19.9K | 2.98M | +0.7% | — |
| D | 2023-05-05 | 2023-05-03 | KITT | Radford Nicolaus | CEO, Dir | M - OptEx | $0.00 | -19.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-03 | M | A | 19,853 | — | 2,976,309 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. |
| 2 | Derivative | RSU | 2023-05-03 | M | D | 19,853 | $0.00 | 0 | D | — · — to — | 19,853 Common Stock | (F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. (F2) On April 3, the reporting person was granted 19,853 RSUs, all of which vested on May 3, 2023. |