Form 4 for BW Babcock & Wilcox Enterprises, Inc.
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-12 · accession 0001213900-23-040165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-05-16 | 2023-05-15 | BW | B. Riley Securities, Inc. | 10% | P - Purchase | $5.48 | +8,911 | 36.1K | +33% | +$48.8K |
| M | 2023-05-16 | 2023-05-12+ | BW | B. Riley Securities, Inc. | 10% | P - Purchase | $5.44 | +97.2K | 371.8K | +35% | +$528.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2023-05-15 | P | A | 2,188 | $5.48 | 33,935 | I | — | — | |
| 2 | Common | Common Stock, $0.01 par value per share | 2023-05-15 | P | A | 2,188 | $5.48 | 35,923 | I | — | — | |
| 3 | Common | Common Stock, $0.01 par value per share | 2023-05-15 | P | A | 22,179 | $5.48 | 393,967 | D By Bryant R. Riley, as UTMA custodian for Charlie Riley | — | — | (F4) Represents shares held directly by Bryant R. Riley. (F3) Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. (F1) This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. |
| 4 | Common | Common Stock, $0.01 par value per share | 2023-05-12 | P | A | 75,000 | $5.43 | 371,788 | D By Bryant R. Riley, as UTMA custodian for Abigail Riley | — | — | (F4) Represents shares held directly by Bryant R. Riley. (F3) Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. (F1) This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. |
| 5 | Common | Common Stock, $0.01 par value per share | 2023-05-15 | P | A | 2,193 | $5.48 | 35,926 | I By Bryant R. Riley, as UTMA custodian for Eloise Riley | — | — | (F3) Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. (F1) This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. |
| 6 | Common | Common Stock, $0.01 par value per share | 2023-05-15 | P | A | 2,342 | $5.48 | 36,075 | I By Bryant R. Riley, as UTMA custodian for Susan Riley | — | — | (F3) Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. (F1) This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. |