Form 4 for KITT Nauticus Robotics, Inc.
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-16 · accession 0001213900-23-042487 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-23 | 2023-05-19 | KITT | Rangan Padmanabhan | CFO | F - Tax | $1.85 | -19.5K | 65.4K | -23% | -$36.0K |
| D | 2023-05-23 | 2023-05-16 | KITT | Rangan Padmanabhan | CFO | M - OptEx | — | +72.0K | 84.8K | +561% | — |
| D | 2023-05-23 | 2023-05-16 | KITT | Rangan Padmanabhan | CFO | M - OptEx | $0.00 | -72.0K | 72.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-19 | F | D | 19,463 | $1.85 | 65,379 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-16 | M | A | 72,010 | — | 84,842 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. |
| 3 | Derivative | RSU | 2023-05-16 | M | D | 72,010 | $0.00 | 72,011 | D | — · — to — | 72,010 Common Stock | (F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. (F2) On December 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal installments on each of May 16, 2023 and May 16, 2024. |