Form 4 for AIRI AIR INDUSTRIES GROUP
Accepted 2023-05-25 00:00:00 ET · period of report 2023-05-23 · accession 0001213900-23-043094 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-25 | 2023-05-23 | AIRI | TAGLICH ROBERT | Dir, 10% | J - Other | $3.54 | +4,467 | 247.1K | +2% | +$15.8K |
| DM | 2023-05-25 | 2023-05-23 | AIRI | TAGLICH ROBERT | Dir, 10% | D - Sale to Iss | — | -5,300 | 1,300 | -80% | — |
| D | 2023-05-25 | 2023-05-23 | AIRI | TAGLICH ROBERT | Dir, 10% | A - Grant | — | +2,120 | 2,120 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-23 | J | A | 4,467 | $3.54 | 247,051 | D | — | — | |
| 2 | Derivative | Stock Options | 2023-05-23 | D | D | 1,000 | — | 1,000 | D | $8.40 · 2022-12-31 to 2027-04-30 | 1,000 Common Stock | (F2) The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. |
| 3 | Derivative | Stock Options | 2023-05-23 | D | D | 1,000 | — | 1,000 | D | $13.20 · 2021-12-31 to 2027-12-31 | 1,000 Common Stock | (F2) The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. |
| 4 | Derivative | Stock Options | 2023-05-23 | D | D | 1,000 | — | 1,000 | D | $23.80 · 2020-12-31 to 2026-12-31 | 1,000 Common Stock | (F2) The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. |
| 5 | Derivative | Stock Options | 2023-05-23 | D | D | 1,000 | — | 1,000 | D | $12.80 · 2019-12-31 to 2025-12-31 | 1,000 Common Stock | (F2) The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. |
| 6 | Derivative | Stock Options | 2023-05-23 | D | D | 1,300 | — | 1,300 | D | $15.90 · 2018-12-31 to 2023-05-31 | 1,300 Common Stock | (F2) The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. |
| 7 | Derivative | Stock Options | 2023-05-23 | A | A | 2,120 | — | 2,120 | D | $3.43 · 2023-05-23 to 2028-06-30 | 2,120 Common Stock | (F2) The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. |