Form 4 for AUID authID Inc.
Accepted 2023-05-31 00:00:00 ET · period of report 2023-04-03 · accession 0001213900-23-044220 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-31 | 2023-05-26 | AUID | Jisser Ken | Dir | C - Cnv Deriv | $0.52 | +197.0K | 203.8K | +2,904% | +$102.4K |
| D | 2023-05-31 | 2023-05-26 | AUID | Jisser Ken | Dir | J - Other | $2.99 | +815 | 6,785 | +14% | +$2,437 |
| D | 2023-05-31 | 2023-05-26 | AUID | Jisser Ken | Dir | P - Purchase | $0.5 | +100.0K | 303.8K | +49% | +$50.0K |
| D | 2023-05-31 | 2023-05-26 | AUID | Jisser Ken | Dir | C - Cnv Deriv | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value per share | 2023-05-26 | C | A | 197,015 | $0.52 | 203,800 | D | — | — | |
| 2 | Common | Common Stock, $0.0001 par value per share | 2023-05-26 | J | A | 815 | $2.99 | 6,785 | D | — | — | (F1) The reporting person received shares of common stock as payment of interest for each quarter associated with the Senior Secured Convertible Note dated March 21, 2022. |
| 3 | Common | Common Stock, $0.0001 par value per share | 2023-05-26 | P | A | 100,000 | $0.5 | 303,800 | D | — | — | |
| 4 | Derivative | Convertible Note | 2023-05-26 | C | D | — | $0.00 | 0 | D | $0.52 · — to — | 197,015 Common Stock, $0.0001 par value per share | (F2) On May 23, 2023, Mr. Jisser and the Company entered into an exchange agreement whereby Mr. Jisser exchanged the March 2022 Senior Secured Convertible Note in the amount of $101,463, which reflects principal and interest, for 197,015 shares of common stock at a per share price of $0.515. |