Form 4 for DOMH Dominari Holdings Inc.
Accepted 2023-06-21 00:00:00 ET · period of report 2023-06-21 · accession 0001213900-23-050700 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-21 | 2023-06-21 | DOMH | Wool Kyle Michael | Dir | A - Grant | $2.58 | +529.7K | 820.5K | +182% | +$1.37M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-21 | A | A | 529,715 | $2.58 | 820,478 | D | — | — | (F1) The Reporting Person has the right to receive 1,033,591 shares of the Issuer's common stock pursuant to her employment agreement with the Issuer (the "Employment Agreement"). Of the 1,033,591 shares, 48.75%, or 503,876 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes, as permitted by Section 3 of the Employment Agreement. (F2) Of the 820,478 shares reported as beneficially owned directly, 207,062 shares are beneficially owned directly by Mr. Wool and 613,416 shares are beneficially owned directly by Ms. Yu. |