Form 4 for SIEB SIEBERT FINANCIAL CORP

Accepted 2023-06-28 00:00:00 ET · period of report 2023-06-22 · accession 0001213900-23-052586 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-06-28	2023-06-22	SIEB	Gebbia Richard	Member of 10% owner group	J - Other	$2.44	-100.0K	2.59M	-4%	-$244.0K
	2023-06-28	2023-06-22	SIEB	Gebbia Richard	Member of 10% owner group	J - Other	$2.44	+100.0K	463.5K	+28%	+$244.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.01 par value per share	2023-06-22	J	D	0	$0.00	16,996,323	I	—	—
2	Common	Common Stock, $0.01 par value per share	2023-06-22	J	A	100,000	$2.44	463,535	D See Footnote	—	—	(F1) The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia. (F2) 2,689,592 shares of Issuer common stock were owned by the spouse of the Reporting Person and was included in the Reporting Person's total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
3	Common	Common Stock, $0.01 par value per share	2023-06-22	J	D	100,000	$2.44	2,589,592	I Control Group	—	—	(F3) The Reporting Person is part of a control group consisting of family members of the Reporting Person. The transactions listed above did not change the number of shares in the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.