Form 4 for RILY BRC Group Holdings, Inc.
Accepted 2023-07-27 00:00:00 ET · period of report 2023-07-26 · accession 0001213900-23-060135 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-07-27 | 2023-06-30 | RILY | KELLEHER THOMAS J /ADV | Co-CEO | A - Grant | $39.08 | +543 | 95.4K | +0.6% | +$21.2K | |
| MI | 2023-07-27 | 2023-07-26 | RILY | KELLEHER THOMAS J /ADV | Co-CEO | P - Purchase | $55.00 | +9,090 | 876.5K | +1% | +$499.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | A | A | 543 | $39.08 | 95,415 | D See note | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). (F3) Held by self-directed IRA: Thomas John Kelleher IRA. |
| 2 | Common | Common Stock | 2023-07-26 | P | A | 1,818 | $55.00 | 34,118 | I See note | — | — | (F2) Represents stock purchased as part of public offering of common stock by the issuer. (F4) Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
| 3 | Common | Common Stock | 2023-07-26 | P | A | 7,272 | $55.00 | 876,544 | I | — | — | (F2) Represents stock purchased as part of public offering of common stock by the issuer. |