Form 4/A for RILY BRC Group Holdings, Inc.
Accepted 2023-07-27 00:00:00 ET · period of report 2023-07-26 · accession 0001213900-23-060305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2023-07-27 | 2023-06-30 | RILY | Moore Andrew | CEO B. Riley Securities, Inc | A - Grant | $39.08 | +543 | 374.7K | +0.1% | +$21.2K |
| A | 2023-07-27 | 2023-07-26 | RILY | Moore Andrew | CEO B. Riley Securities, Inc | P - Purchase | $55.00 | +5,000 | 379.7K | +1% | +$275.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | A | A | 543 | $39.08 | 374,663 | D | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | Common Stock | 2023-07-26 | P | A | 5,000 | $55.00 | 379,663 | D | — | — | (F2) This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer. |