Form 4 for FRMM FORUM MARKETS Inc

Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-04 · accession 0001213900-23-074490 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-09-06	2023-09-04	FRMM	Gold Lawrence Marshall	Dir	A - Grant	$0.00	+21.5K	24.7K	+652%	$0
D	2023-09-06	2023-09-04	FRMM	Gold Lawrence Marshall	Dir	A - Grant	$0.00	+15.0K	15.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-09-04	A	A	21,455	$0.00	24,745	D	—	—	(F1) Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2023. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.
2	Derivative	Non-Qualified Stock Option (right to buy)	2023-09-04	A	A	15,000	$0.00	15,000	D	$0.67 · — to 2033-09-04	15,000 Common Stock	(F2) Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. (F3) The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates.