InsiderTrades

Form 4 for MDAI Spectral AI, Inc.

Accepted 2023-09-13 00:00:00 ET · period of report 2023-09-11 · accession 0001213900-23-076414 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-09-13 2023-09-11 MDAI Capone Vincent S. GC J - Other — +9,699 9,699 New —
DM 2023-09-13 2023-09-11 MDAI Capone Vincent S. GC J - Other — +104.9K 61.0K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common COMMON STOCK 2023-09-11 J A 9,699 — 9,699 D — — (F2) The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration.
2 Derivative NON-QUALIFIED STOCK OPTION 2023-09-11 J A 12,932 — 104,859 D $5.57 · — to 2033-06-29 12,932 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F7) These options vest and become exercisable as follows: 33% of the options vest on 6/29/2024, 33% vest on 6/29/2/205, and the remainder vest on 6/25/2026.
3 Derivative NON-QUALIFIED STOCK OPTION 2023-09-11 J A 6,466 — 67,421 D $4.43 · — to 2032-05-06 6,466 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F4) These options vest and become exercisable as follows: 33 % of the options vested on 5/6/2023, 33% vest on 5/6/2024, and the remainder vest on 6/5/2025.
4 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 6,013 — 73,434 D $4.54 · — to 2033-04-13 6,013 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F6) These options vest and become exercisable as follows: 33% of the options vest on 4/13/2024, 33% vest on 4/13/2025, and the remainder vest on 4/13/2026.
5 Derivative NON-QUALIFIED STOCK OPTION 2023-09-11 J A 12,027 — 85,461 D $4.54 · — to 2033-04-13 12,027 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F6) These options vest and become exercisable as follows: 33% of the options vest on 4/13/2024, 33% vest on 4/13/2025, and the remainder vest on 4/13/2026.
6 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 6,466 — 91,927 D $5.57 · — to 2033-06-29 6,466 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F7) These options vest and become exercisable as follows: 33% of the options vest on 6/29/2024, 33% vest on 6/29/2/205, and the remainder vest on 6/25/2026.
7 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 60,955 — 60,955 D $4.43 · — to 2032-05-06 60,955 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F4) These options vest and become exercisable as follows: 33 % of the options vested on 5/6/2023, 33% vest on 5/6/2024, and the remainder vest on 6/5/2025.