Form 4 for MDAI Spectral AI, Inc.
Accepted 2023-09-13 00:00:00 ET · period of report 2023-09-11 · accession 0001213900-23-076416 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-13 | 2023-09-11 | MDAI | Cotton Richard John | Dir | J - Other | — | +32.9K | 32.9K | New | — |
| D | 2023-09-13 | 2023-09-11 | MDAI | Cotton Richard John | Dir | J - Other | — | +19.4K | 19.4K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-09-11 | J | A | 32,879 | — | 32,879 | D | — | — | (F2) The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration. |
| 2 | Derivative | RESTRICTED STOCK UNITS | 2023-09-11 | J | A | 19,398 | — | 19,398 | D | $4.49 · — to — | 19,398 COMMON STOCK | (F5) The RSUs do not expire, as they convert to shares of Common Stock once vested. (F4) The RSUs vest as follows: 50% of the RSUs vest on 4/13/2024, 25% vest on 4/13/2025, and the remainder vest on 4/13/2026. (F6) The Reporting Person received these securities in connection with the Closing, for no additional consideration. |