InsiderTrades

Form 4 for MDAI Spectral AI, Inc.

Accepted 2023-09-13 00:00:00 ET · period of report 2023-09-11 · accession 0001213900-23-076421 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-09-13 2023-09-11 MDAI Fan Wensheng CEO, Dir J - Other — +145.5K 145.5K New —
DM 2023-09-13 2023-09-11 MDAI Fan Wensheng CEO, Dir J - Other — +1.74M 1.65M New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common COMMON STOCK 2023-09-11 J A 145,489 — 145,489 D — — (F2) The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration.
2 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 22,043 — 1,673,640 D $4.54 · — to 2033-04-13 22,043 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F10) These options vest and become exercisable as follows: 33% of the stock options vest on 04/13/2024, 33% vest on 4/13/2025, and the remainder vest on 04/13/202
3 Derivative NON-QUALIFIED STOCK OPTION 2023-09-11 J A 66,704 — 1,740,344 D $4.54 · — to 2033-04-13 66,704 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F10) These options vest and become exercisable as follows: 33% of the stock options vest on 04/13/2024, 33% vest on 4/13/2025, and the remainder vest on 04/13/202
4 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 872,938 — 872,938 D $1.03 · — to 2029-04-30 872,938 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F4) These options are fully vested and exercisable.
5 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 261,881 — 1,134,819 D $2.17 · — to 2030-06-25 261,881 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F6) These options vest and become exercisable as follows: 25% of the stock options vested on 6/25/2021, 25% vested on 6/25/2022, 25% vested on 6/25/2023, and the remainder vest on 6/25/2024.
6 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 87,293 — 1,222,112 D $2.17 · — to 2030-06-25 87,293 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F6) These options vest and become exercisable as follows: 25% of the stock options vested on 6/25/2021, 25% vested on 6/25/2022, 25% vested on 6/25/2023, and the remainder vest on 6/25/2024.
7 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 342,192 — 1,564,304 D $2.17 · — to 2031-01-15 342,192 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F7) These options vest and become exercisable as follows: 33% of the stock options vested on 1/15/2022, 33% vested on 1/15/2023, and the remainder vest on 1/15/2024.
8 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 9,699 — 1,574,003 D $5.47 · — to 2031-10-08 9,699 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F8) These options vest and become exercisable as follows: 33% of the stock options vested on 10/08/2022, 33% vest on 10/8/2023, and the remainder vest on 10/08/2024.
9 Derivative INCENTIVE STOCK OPTION 2023-09-11 J A 77,594 — 1,651,597 D $4.95 · — to 2032-02-03 77,594 COMMON STOCK (F5) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F9) These options vest and become exercisable as follows: 33% of the stock options vested on 02/03/2023, 33% vest on 02/03/2024, and the remainder vest on 02/03/2025.