Form 4 for MDAI Spectral AI, Inc.
Accepted 2023-09-14 00:00:00 ET · period of report 2023-09-11 · accession 0001213900-23-076679 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-14 | 2023-09-11 | MDAI | Thatcher Jeffrey Edward | CHIEF SCIENTIST | J - Other | — | +23.3K | 23.3K | New | — |
| DM | 2023-09-14 | 2023-09-11 | MDAI | Thatcher Jeffrey Edward | CHIEF SCIENTIST | J - Other | — | +833.7K | 569.4K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-09-11 | J | A | 23,278 | — | 23,278 | D | — | — | (F2) The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration. |
| 2 | Derivative | INCENTIVE STOCK OPTION | 2023-09-11 | J | A | 232,783 | — | 232,783 | D | $2.17 · — to 2030-06-25 | 232,783 COMMON STOCK | (F4) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F3) These options are vested and exercisable. |
| 3 | Derivative | INCENTIVE STOCK OPTION | 2023-09-11 | J | A | 24,248 | — | 24,248 | D | $4.95 · — to 2032-02-03 | 24,248 COMMON STOCK | (F4) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F5) These options vest and become exercisable as follows: 33% of the stock options vested on 2/3/2023; 33% vest on 2/3/2024; and the remainder vest on 2/3/2025. |
| 4 | Derivative | INCENTIVE STOCK OPTION | 2023-09-11 | J | A | 7,274 | — | 7,274 | D | $4.54 · — to 2033-04-13 | 7,274 COMMON STOCK | (F4) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F6) These options vest and become exercisable as follows: 33% of the stock options vest on 4/13/2024; 33% vest on 4/13/2025; and the remainder vest on 4/13/2026. |
| 5 | Derivative | INCENTIVE STOCK OPTION | 2023-09-11 | J | A | 569,350 | — | 569,350 | D | $1.03 · — to 2029-04-30 | 569,350 COMMON STOCK | (F4) The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. (F3) These options are vested and exercisable. |