InsiderTrades

Form 4 for DOMH Dominari Holdings Inc.

Accepted 2023-09-22 00:00:00 ET · period of report 2023-09-20 · accession 0001213900-23-078534 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2023-09-22 2023-09-20 DOMH Wool Kyle Michael Dir P - Purchase $2.62 +15.0K 21.0K +250% +$39.3K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-09-20 P A 2,500 $2.66 16,000 I By Mr. Wool's Rollover IRA — — (F1) Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. (F3) The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
2 Common Common Stock 2023-09-20 P A 7,400 $2.50 13,500 I By Mr. Wool's Rollover IRA — — (F1) Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. (F3) The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
3 Common Common Stock 2023-09-20 P A 100 $2.53 6,100 I By Mr. Wool's Rollover IRA — — (F1) Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. (F3) The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
4 Common Common Stock 2023-09-20 P A 5,000 $2.77 21,000 I By Mr. Wool's Rollover IRA — — (F1) Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. (F3) The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.