Form 4 for LVO LiveOne, Inc.
Accepted 2023-11-15 00:00:00 ET · period of report 2023-11-14 · accession 0001213900-23-087696 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-15 | 2023-11-14 | LVO | Wright Kristopher | Dir | S - Sale | $1.09 | -11.0K | 0 | -100% | -$12.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2023-11-14 | S | D | 11,000 | $1.09 | 0 | I See footnote | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.09 to $1.11, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1. (F2) Represents 11,000 shares of Issuer's common stock sold by K&J Investment LLC ("K&J Investment") on November 14, 2023, as the Reporting Person, the owner and President of K&J Investment, is deemed to have sole voting and dispositive power over such shares. |