Form 4 for RUM RUM Group Inc.
Accepted 2023-11-29 00:00:00 ET · period of report 2023-11-27 · accession 0001213900-23-091019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-11-29 | 2023-11-27 | RUM | Milnes Ryan | Dir, 10% | S - Sale | $4.65 | -1.10M | 36.5K | -97% | -$5.12M |
| DI | 2023-11-29 | 2023-11-29 | RUM | Milnes Ryan | Dir, 10% | J - Other | $0.00 | -1.10M | 48.05M | -2% | $0 |
| DI | 2023-11-29 | 2023-11-29 | RUM | Milnes Ryan | Dir, 10% | C - Cnv Deriv | $0.00 | +1.10M | 1.14M | +3,014% | $0 |
| DI | 2023-11-29 | 2023-11-29 | RUM | Milnes Ryan | Dir, 10% | C - Cnv Deriv | $0.00 | -1.10M | 48.05M | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.0001 per share | 2023-11-27 | S | D | 1,100,000 | $4.65 | 36,491 | I See footnote | — | — | (F1) Represents 8,867 restricted stock units of the Issuer that previously vested and 27,624 restricted stock units of the Issuer vesting on June 14, 2024. (F2) 2286404 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Ryan Milnes and therefore, Mr. Milnes has voting and dispositive power over such shares and may be deemed to beneficially own such shares. The business address of Ontario is 2286404 Ontario Inc., PO Box 20112 Bayfield North, Barrie, Ontario, L4M6E9, Canada. |
| 2 | Common | Class C Common Stock, par value $0.0001 per share | 2023-11-29 | J | D | 1,100,000 | $0.00 | 48,054,401 | I See footnote | — | — | (F5) Includes 16,560,185 shares of Class C Common Stock that are subject to the vesting and forfeiture requirements specified in the Business Combination Agreement, dated as of December 1, 2021 (the "BCA"), by and between the Issuer (f/k/a CF Acquisition Corp. VI) and Rumble Canada Inc. (f/k/a Rumble Inc.). (F2) 2286404 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Ryan Milnes and therefore, Mr. Milnes has voting and dispositive power over such shares and may be deemed to beneficially own such shares. The business address of Ontario is 2286404 Ontario Inc., PO Box 20112 Bayfield North, Barrie, Ontario, L4M6E9, Canada. |
| 3 | Common | Class A Common Stock, par value $0.0001 per share | 2023-11-29 | C | A | 1,100,000 | $0.00 | 1,136,491 | I See footnote | — | — | (F2) 2286404 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Ryan Milnes and therefore, Mr. Milnes has voting and dispositive power over such shares and may be deemed to beneficially own such shares. The business address of Ontario is 2286404 Ontario Inc., PO Box 20112 Bayfield North, Barrie, Ontario, L4M6E9, Canada. |
| 4 | Derivative | Exchangeable Shares | 2023-11-29 | C | D | 1,100,000 | $0.00 | 48,054,401 | I See footnote | $0.00 · — to — | 1,100,000 Class A Common Stock, par value $0.0001 per share | (F6) Consists of Exchangeable Shares issued by ExchangeCo. Includes 16,560,185 Exchangeable Shares that are subject to the vesting and forfeiture requirements specified in the BCA. Each Exchangeable Share is exchangeable at the election of the holder thereof for one share of Class A Common Stock. The Exchangeable Shares are currently exercisable and have no expiration date. (F2) 2286404 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Ryan Milnes and therefore, Mr. Milnes has voting and dispositive power over such shares and may be deemed to beneficially own such shares. The business address of Ontario is 2286404 Ontario Inc., PO Box 20112 Bayfield North, Barrie, Ontario, L4M6E9, Canada. |