Form 4 for SAR SARATOGA INVESTMENT CORP.
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001213900-23-095911 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-15 | 2023-12-13 | SAR | Oberbeck Christian L | CEO, Dir, 10% | G - Gift | $0.00 | -11.2K | 655.2K | -2% | $0 |
| I | 2023-12-15 | 2023-12-13 | SAR | Oberbeck Christian L | CEO, Dir, 10% | G - Gift | $0.00 | +6,708 | 48.8K | +16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | G | D | 4,472 | $0.00 | 661,869 | D By children | — | — | |
| 2 | Common | Common Stock | 2023-12-13 | G | D | 6,708 | $0.00 | 655,161 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-13 | G | A | 6,708 | $0.00 | 48,763 | I | — | — |