Form 4 for DOMH Dominari Holdings Inc.
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-20 · accession 0001213900-23-097830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-22 | 2023-12-20 | DOMH | Hayes Anthony | CEO, Dir | P - Purchase | $2.00 | +70.0K | 98.8K | +243% | +$140.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-20 | P | A | 70,000 | $2.00 | 98,804 | I By Rollover IRA | — | — | (F1) Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $2.0392, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. (F3) The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. |