Form 4 for TYGO TIGO ENERGY, INC.
Accepted 2024-01-18 00:00:00 ET · period of report 2024-01-16 · accession 0001213900-24-004470 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-18 | 2024-01-16 | TYGO | SPLINTER MICHAEL R | Dir | M - OptEx | $0.26 | +46.7K | 109.6K | +74% | +$12.1K |
| D | 2024-01-18 | 2024-01-16 | TYGO | SPLINTER MICHAEL R | Dir | M - OptEx | $0.00 | -46.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-16 | M | A | 46,670 | $0.26 | 109,644 | D | — | — | (F1) Includes 16,304 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2024-01-16 | M | D | 46,670 | $0.00 | 0 | D | $0.26 · — to 2024-04-13 | 46,670 Common Stock | (F7) Reflects the number of stock options granted to the reporting person on April 13, 2014, which was reported as 46,667 stock options on the reporting person's Form 4 filed on May 25, 2023. The difference is due to the finalization of the exchange ratio after the Issuer's previously announced business combination. (F8) The stock option was immediately exercisable on April 13, 2014, which was the date of grant. |