Form 4 for SWAGW Stran & Company, Inc.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001213900-24-015311 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-15 | SWAGW | Audibert John | VP of Growth, Strat. Ini | A - Grant | $0.00 | +5,000 | 105.6K | +5% | $0 |
| D | 2024-02-20 | 2024-02-15 | SWAGW | Audibert John | VP of Growth, Strat. Ini | A - Grant | $0.00 | +7,500 | 7,500 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | A | A | 2,661 | $0.00 | 108,250 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-15 | A | A | 2,339 | $0.00 | 105,589 | D | — | — | (F1) On April 14, 2023, Josselin Capital Advisors, Inc. ("JCA"), of which the reporting person is the sole principal and stockholder, was granted 46,511 shares of common stock that are subject to vesting based on the issuer's attainment of certain performance conditions for the fiscal year ended December 31, 2023. On June 29, 2023, the shares were distributed by JCA to the reporting person and are now owned by the reporting person directly. On February 15, 2024, the Compensation Committee of the board of directors of the issuer determined that the performance conditions had been met for the vesting of 2,339 of these shares. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-02-15 | A | A | 7,500 | $0.00 | 7,500 | D | $1.55 · 2024-02-15 to 2034-02-14 | 7,500 Common Stock |