Form 4 for RILY BRC Group Holdings, Inc.
Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-04 · accession 0001213900-24-020548 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-06 | 2023-06-30+ | RILY | Ahn Phillip J. | CFO, COO | A - Grant | $0.5046 | +42.1K | 279.3K | +18% | +$21.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | A | A | 41,543 | $0.00 | 320,795 | D | — | — | (F2) Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027. |
| 2 | Common | Common Stock | 2023-12-29 | A | A | 1 | $17.84 | 279,252 | D | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c). |
| 3 | Common | Common Stock | 2023-06-30 | A | A | 543 | $39.08 | 279,251 | D | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c). |