Form 4 for ZEO Zeo Energy Corp.
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-13 · accession 0001213900-24-023125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-15 | 2024-03-13 | ZEO | JACOBS MARK M | Dir | J - Other | — | 0 | 80.0K | New | — |
| 2024-03-15 | 2024-03-13 | ZEO | JACOBS MARK M | Dir | C - Cnv Deriv | — | +80.0K | 80.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2024-03-13 | J | D | 80,000 | — | 0 | D | — | — | (F1) These Class A ordinary shares of ESGEN Acquisition Corp ("ESGEN"), par value $0.0001 (the "Class A Shares"), were converted from Class B ordinary shares, par value $0.0001 (the "Class B Shares"), of ESGEN on March 13, 2024 pursuant to the transactions contemplated by the Business Combination Agreement, dated as of April 19, 2023 (as amended on January 24, 2024), by and among the Issuer, ESGEN OpCo, LLC, Sunergy Renewables, LLC, and the other parties thereto (the "Business Combination Agreement"). In connection with this conversion, 58,000 of the Class B Shares were forfeited. (F2) Pursuant to the transactions contemplated by the Business Combination Agreement, the Class A Shares, held by the reporting person were exchanged for an equal number of shares of Class A common stock, issued by the Issuer, on March 13, 2024, following ESGEN's domestication as a Delaware corporation. |
| 2 | Common | Class A Common Stock | 2024-03-13 | J | A | 80,000 | — | 80,000 | D | — | — | (F2) Pursuant to the transactions contemplated by the Business Combination Agreement, the Class A Shares, held by the reporting person were exchanged for an equal number of shares of Class A common stock, issued by the Issuer, on March 13, 2024, following ESGEN's domestication as a Delaware corporation. |
| 3 | Common | Class A Ordinary Shares | 2024-03-13 | C | A | 80,000 | — | 80,000 | D | — | — | (F1) These Class A ordinary shares of ESGEN Acquisition Corp ("ESGEN"), par value $0.0001 (the "Class A Shares"), were converted from Class B ordinary shares, par value $0.0001 (the "Class B Shares"), of ESGEN on March 13, 2024 pursuant to the transactions contemplated by the Business Combination Agreement, dated as of April 19, 2023 (as amended on January 24, 2024), by and among the Issuer, ESGEN OpCo, LLC, Sunergy Renewables, LLC, and the other parties thereto (the "Business Combination Agreement"). In connection with this conversion, 58,000 of the Class B Shares were forfeited. |