Form 4 for RILY BRC Group Holdings, Inc.
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001213900-24-024053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-19 | 2023-06-30+ | RILY | Young Kenneth M | Pres | A - Grant | $30.44 | +639 | 231.3K | +0.3% | +$19.4K |
| 2024-03-19 | 2024-03-15 | RILY | Young Kenneth M | Pres | F - Tax | $17.56 | -2,068 | 229.5K | -0.9% | -$36.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-29 | A | A | 260 | $17.84 | 231,589 | D | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c ). |
| 2 | Common | Common Stock | 2024-03-15 | F | D | 2,068 | $17.56 | 229,521 | D | — | — | (F2) Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023. |
| 3 | Common | Common Stock | 2023-06-30 | A | A | 379 | $39.08 | 231,329 | D | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c ). |