Form 4 for RUM RUM Group Inc.
Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0001213900-24-029596 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-03 | 2024-04-01 | RUM | Ramolo Claudio | Chief Content Off | S - Sale+OE | $7.18 | -300.0K | 6,203 | -98% | -$2.15M |
| D | 2024-04-03 | 2024-04-01 | RUM | Ramolo Claudio | Chief Content Off | M - OptEx | $0.03 | +300.0K | 306.2K | +4,836% | +$9,000 |
| D | 2024-04-03 | 2024-04-01 | RUM | Ramolo Claudio | Chief Content Off | M - OptEx | $0.00 | -300.0K | 11.10M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.0001 per share | 2024-04-01 | S | D | 300,000 | $7.18 | 6,203 | D | — | — | (F1) Represents unvested restricted stock units of the Issuer. |
| 2 | Common | Class A Common Stock, par value $0.0001 per share | 2024-04-01 | M | A | 300,000 | $0.03 | 306,203 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-04-01 | M | D | 300,000 | $0.00 | 11,101,066 | D | $0.03 · 2022-09-16 to 2040-09-01 | 300,000 Class A Common Stock, par value $0.0001 per share | (F2) Consists of Stock Options that the Reporting Person received in exchange for his outstanding options in Rumble Canada Inc. pursuant to the terms of the Business Combination Agreement, dated as of December 1, 2021 (the "BCA"). Includes 3,756,960 "earnout" Stock Options that are subject to the vesting and forfeiture requirements specified in the BCA. |