Form 4 for DOMH Dominari Holdings Inc.
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001213900-24-031177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-04-08 | 2024-04-04 | DOMH | Wool Kyle Michael | Pres, Dir, 10% | P - Purchase | $2.87 | +19.0K | 9,500 | New | +$54.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-04 | P | A | 9,500 | $2.90 | 18,500 | I By Mr. Wool's SEP-IRA | — | — | (F1) Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. (F3) The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. |
| 2 | Common | Common Stock | 2024-04-04 | P | A | 9,500 | $2.84 | 9,500 | I By Ms. Yu's Pension | — | — | (F4) Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension. (F5) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.86, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. (F6) The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension. |