Form 4 for KRT Karat Packaging Inc.
Accepted 2024-05-13 00:00:00 ET · period of report 2024-05-08 · accession 0001213900-24-042296 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-13 | 2024-05-08+ | KRT | Guo Jian | CFO, Dir | M - OptEx | $16.53 | +11.5K | 20.0K | +135% | +$190.1K |
| DM | 2024-05-13 | 2024-05-08+ | KRT | Guo Jian | CFO, Dir | M - OptEx | $0.00 | -11.5K | 16.0K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-08 | M | A | 3,500 | $16.53 | 12,011 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-12 | M | A | 8,000 | — | 20,011 | D | — | — | (F1) Represents shares of Karat Packaging Inc.'s common stock received upon the vesting of restricted stock units ("RSUs"). |
| 3 | Derivative | Stock Option (right to buy) | 2024-05-08 | M | D | 3,500 | $0.00 | 43,500 | D | $16.53 · — to 2032-02-01 | 3,500 Common Stock | (F2) The option vests in three, equal annual installments, which began on February 1, 2023. |
| 4 | Derivative | Restricted Stock Units | 2024-05-12 | M | D | 8,000 | $0.00 | 16,000 | D | — · — to — | 8,000 Common Stock | (F3) The RSUs convert into common stock on a one-for-one basis. (F4) On March 12, 2024, the reporting person was granted 24,000 RSUs. These RSUs were scheduled to vest in three equal, annual installments beginning on May 12, 2024. |