Form 4 for OXLC Oxford Lane Capital Corp.
Accepted 2024-05-29 00:00:00 ET · period of report 2024-05-28 · accession 0001213900-24-047259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-05-29 | 2024-05-28 | OXLC | ROSENTHAL SAUL B | Pres, Dir | P - Purchase | $5.40 | +2.31M | 2.51M | +1,158% | +$12.50M | |
| I | 2024-05-29 | 2024-05-28 | OXLC | ROSENTHAL SAUL B | Pres, Dir | P - Purchase | $5.40 | +2.31M | 2.31M | New | +$12.50M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-28 | P | A | 2,315,000 | $5.40 | 2,514,887 | D Held by Saul Rosenthal 2012 Family Trust | — | — | |
| 2 | Common | Common Stock | 2024-05-28 | P | A | 2,315,000 | $5.40 | 2,315,000 | I | — | — |