Form 4 for PODC PodcastOne, Inc.
Accepted 2024-06-12 00:00:00 ET · period of report 2024-06-07 · accession 0001213900-24-052212 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-12 | 2024-06-07 | PODC | Gray Christopher | Pres | M - OptEx | — | +40.6K | 185.9K | +28% | — |
| D | 2024-06-12 | 2024-06-07 | PODC | Gray Christopher | Pres | J - Other | $1.82 | -9,700 | 176.2K | -5% | -$17.7K |
| D | 2024-06-12 | 2024-06-07 | PODC | Gray Christopher | Pres | M - OptEx | $0.00 | -40.6K | 121.9K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.00001 par value | 2024-06-07 | M | A | 40,625 | — | 185,880 | D | — | — | (F1) Restricted Stock Units convert into Common Stock on a one-for-one basis. |
| 2 | Common | Common Stock, $0.00001 par value | 2024-06-07 | J | D | 9,700 | $1.82 | 176,180 | D | — | — | (F3) On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request. |
| 3 | Derivative | Restricted Stock Units | 2024-06-07 | M | D | 40,625 | $0.00 | 121,875 | D | — · — to — | 40,625 Common Stock, $0.00001 par value | (F1) Restricted Stock Units convert into Common Stock on a one-for-one basis. (F2) Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date out of the original 325,000 RSUs granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. |