Form 4 for OSTX OS Therapies Inc
Accepted 2024-08-06 00:00:00 ET · period of report 2024-08-02 · accession 0001213900-24-065718 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-08-06 | 2024-08-02 | OSTX | Ciccio John | Dir | C - Cnv Deriv | — | +398.3K | 435.8K | +1,062% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-02 | C | A | 266,306 | — | 405,571 | I Mill River Partners LLC | — | — | (F2) These shares of Common Stock were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering, of a convertible promissory note held by MRP in the principal amount of $75,000 at a conversion price of $0.39 per share. (F4) John Ciccio serves on the board of managers of MRP and shares voting and investment power with respect to these shares. |
| 2 | Common | Common stock, par value $0.001 per share ("Common Stock") | 2024-08-02 | C | A | 101,765 | — | 139,265 | I Mill River Partners LLC | — | — | (F1) These shares of Common Stock were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering, of a convertible promissory note held by Mill River Partners LLC ("MRP") in the principal amount of $25,000 at a conversion price of $0.39 per share. (F4) John Ciccio serves on the board of managers of MRP and shares voting and investment power with respect to these shares. |
| 3 | Common | Common Stock | 2024-08-02 | C | A | 30,264 | — | 435,835 | I Mill River Partners LLC | — | — | (F3) These shares of Common Stock were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering, of a convertible promissory note held by MRP in the principal amount of $50,000 at a conversion price of $2.00 per share. (F4) John Ciccio serves on the board of managers of MRP and shares voting and investment power with respect to these shares. |