Form 4 for ASST Strive, Inc.
Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-10 · accession 0001213900-24-079099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-16 | 2024-09-12+ | ASST | Asset Entities Holdings, LLC | 10% | S - Sale | $1.84 | -256.4K | 0 | -100% | -$472.9K |
| D | 2024-09-16 | 2024-09-10 | ASST | Asset Entities Holdings, LLC | 10% | C - Cnv Deriv | $0.00 | +256.4K | 256.4K | New | $0 |
| D | 2024-09-16 | 2024-09-10 | ASST | Asset Entities Holdings, LLC | 10% | C - Cnv Deriv | $0.00 | -256.4K | 1.25M | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2024-09-12 | S | D | 179,683 | $1.97 | 76,723 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 2 | Common | Class B Common Stock | 2024-09-10 | C | A | 256,406 | $0.00 | 256,406 | D | — | — | |
| 3 | Common | Class B Common Stock | 2024-09-13 | S | D | 76,723 | $1.55 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 4 | Derivative | Class A Common Stock | 2024-09-10 | C | D | 256,406 | $0.00 | 1,250,000 | D | — · — to — | 256,406 Class B Common Stock | (F3) The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. |