InsiderTrades

Form 4 for ASST Strive, Inc.

Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-10 · accession 0001213900-24-079108 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2024-09-16 2024-09-12+ ASST Krueger Matthew CFO, Treas, Sec, 10% S - Sale $1.84 -256.4K 76.7K -77% -$472.9K
DI 2024-09-16 2024-09-10 ASST Krueger Matthew CFO, Treas, Sec, 10% C - Cnv Deriv $0.00 +256.4K 256.4K New $0
DI 2024-09-16 2024-09-10 ASST Krueger Matthew CFO, Treas, Sec, 10% C - Cnv Deriv $0.00 -256.4K 1.25M -17% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class B Common Stock 2024-09-13 S D 76,723 $1.55 0 I By Asset Entities Holdings, LLC — — (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F1) Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
2 Common Class B Common Stock 2024-09-10 C A 256,406 $0.00 256,406 I By Asset Entities Holdings, LLC — — (F1) Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
3 Common Class B Common Stock 2024-09-12 S D 179,683 $1.97 76,723 I By Asset Entities Holdings, LLC — — (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F1) Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
4 Derivative Class A Common Stock 2024-09-10 C D 256,406 $0.00 1,250,000 I By Asset Entities Holdings, LLC — · — to — 256,406 Class B Common Stock (F1) Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. (F4) The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.