Form 4 for SIEB SIEBERT FINANCIAL CORP
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-11 · accession 0001213900-24-097741 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-11-13 | 2024-11-11+ | SIEB | ZABATTA CHARLES | Dir | G - Gift | $0.00 | -20.0K | 480.4K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2024-11-12 | G | D | 10,000 | $0.00 | 470,439 | I See Footnote | — | — | (F2) The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| 2 | Common | Common Stock, $0.01 par value per share | 2024-11-11 | G | D | 10,000 | $0.00 | 480,439 | I See Footnote | — | — | (F2) The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |