Form 4 for LVO LiveOne, Inc.
Accepted 2024-11-15 00:00:00 ET · period of report 2024-11-14 · accession 0001213900-24-099290 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-15 | 2024-11-14 | LVO | Baker Bridget | Dir | M - OptEx | — | +60.5K | 65.5K | +1,210% | — |
| D | 2024-11-15 | 2024-11-14 | LVO | Baker Bridget | Dir | M - OptEx | $0.00 | -60.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2024-11-14 | M | A | 60,510 | — | 65,510 | D | — | — | (F1) Restricted Stock Units (the "RSUs") convert into Common Stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-11-14 | M | D | 60,510 | $0.00 | 0 | D | — · — to — | 60,510 Common Stock, $0.001 par value | (F1) Restricted Stock Units (the "RSUs") convert into Common Stock on a one-for-one basis. (F2) Represents vested RSUs that were granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. |