Form 4 for ANNA AleAnna, Inc.
Accepted 2024-12-13 00:00:00 ET · period of report 2024-12-13 · accession 0001213900-24-108955 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-12-13 | 2024-12-13 | ANNA | WILDER C JOHN | 10% | A - Grant | $0.00 | +37.13M | 37.13M | New | $0 |
| DI | 2024-12-13 | 2024-12-13 | ANNA | WILDER C JOHN | 10% | G - Gift | $0.00 | -6.66M | 30.48M | -18% | $0 |
| DMI | 2024-12-13 | 2024-12-13 | ANNA | WILDER C JOHN | 10% | A - Grant | $0.00 | +51.99M | 25.99M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-13 | A | A | 37,134,194 | $0.00 | 37,134,194 | I See Footnotes | — | — | (F1) In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units"). (F4) Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. (F2) This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. (F3) The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. |
| 2 | Common | Class A Common Stock | 2024-12-13 | G | D | 6,655,470 | $0.00 | 30,478,724 | I See Footnotes | — | — | (F5) Nautilus Resources LLC gifted shares of Class A Common Stock to the John and Susan Wilder Foundation, which is managed and controlled by Mr. Wilder, together with his spouse. (F4) Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. (F2) This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. (F3) The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. |
| 3 | Derivative | Class C HoldCo Units | 2024-12-13 | A | A | 25,994,400 | $0.00 | 25,994,400 | I See Footnotes | — · — to — | 12,997,200 Class A Common Stock | (F1) In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units"). (F4) Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. (F2) This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. (F3) The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. (F6) Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date. |
| 4 | Derivative | Class C Common Stock | 2024-12-13 | A | A | 25,994,400 | $0.00 | 25,994,400 | I See Footnotes | — · — to — | 12,997,200 Class A Common Stock | (F1) In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units"). (F4) Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC. (F2) This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement. (F3) The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. (F6) Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date. |