Form 4 for DFNS T3 Defense Inc.

Accepted 2024-12-20 00:00:00 ET · period of report 2024-11-08 · accession 0001213900-24-111167 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2024-12-20	2024-11-08	DFNS	Kotaieva Anastasiia	CEO, Dir	P - Purchase	$2.41	+320.0K	320.0K	New	+$771.1K
D	2024-12-20	2024-12-16	DFNS	Kotaieva Anastasiia	CEO, Dir	A - Grant	$1.39	+500.0K	500.0K	New	+$695.0K
DI	2024-12-20	2024-11-08	DFNS	Kotaieva Anastasiia	CEO, Dir	P - Purchase	$2.41	+351.4K	351.4K	New	+$846.9K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.0001 par value per share	2024-11-08	P	A	319,952	$2.41	319,952	I	—	—
2	Common	Common Stock, $0.0001 par value per share	2024-12-16	A	A	500,000	$1.39	500,000	D See Footnote	—	—	(F1) On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
3	Derivative	Warrant	2024-11-08	P	A	351,424	$2.41	351,424	I See Footnote	$2.41 · 2024-11-08 to 2029-11-08	— Common	(F1) On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.