Form 4/A for DFNS T3 Defense Inc.
Accepted 2024-12-23 00:00:00 ET · period of report 2024-11-08 · accession 0001213900-24-111518 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAI | 2024-12-23 | 2024-11-08 | DFNS | Kotaieva Anastasiia | CEO, Dir | P - Purchase | $2.41 | +320.0K | 320.0K | New | +$771.1K |
| DA | 2024-12-23 | 2024-12-16 | DFNS | Kotaieva Anastasiia | CEO, Dir | A - Grant | $1.39 | +150.0K | 150.0K | New | +$208.5K |
| DAI | 2024-12-23 | 2024-11-08 | DFNS | Kotaieva Anastasiia | CEO, Dir | P - Purchase | $2.41 | +351.4K | 351.4K | New | +$846.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value per share | 2024-11-08 | P | A | 319,952 | $2.41 | 319,952 | I | — | — | |
| 2 | Common | Common Stock, $0.0001 par value per share | 2024-12-16 | A | A | 150,000 | $1.39 | 150,000 | D See Footnote | — | — | (F1) On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |
| 3 | Derivative | Warrant | 2024-11-08 | P | A | 351,424 | $2.41 | 351,424 | I See Footnote | $2.41 · 2024-11-08 to 2029-11-08 | — Common | (F1) On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |