Form 4 for RUM RUM Group Inc.
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0001213900-25-012453 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-02-11 | 2025-02-07 | RUM | Ramolo Claudio | Chief Content Off | C - Cnv Deriv | $0.00 | +1.46M | 1.46M | New | $0 |
| DI | 2025-02-11 | 2025-02-07 | RUM | Ramolo Claudio | Chief Content Off | J - Other | $0.00 | -1.46M | 716.1K | -67% | $0 |
| D | 2025-02-11 | 2025-02-07 | RUM | Ramolo Claudio | Chief Content Off | M - OptEx | $0.03 | +4.81M | 4.83M | +33,695% | +$144.4K |
| DI | 2025-02-11 | 2025-02-07 | RUM | Ramolo Claudio | Chief Content Off | S - Sale+OE | $7.50 | -1.46M | 0 | -100% | -$10.93M |
| D | 2025-02-11 | 2025-02-07 | RUM | Ramolo Claudio | Chief Content Off | S - Sale+OE | $7.50 | -4.81M | 14.3K | -100% | -$36.09M |
| DI | 2025-02-11 | 2025-02-07 | RUM | Ramolo Claudio | Chief Content Off | C - Cnv Deriv | $0.00 | -1.46M | 716.1K | -67% | $0 |
| D | 2025-02-11 | 2025-02-07 | RUM | Ramolo Claudio | Chief Content Off | M - OptEx | $0.00 | -4.81M | 6.29M | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.0001 per share | 2025-02-07 | C | A | 1,457,085 | $0.00 | 1,457,085 | I See footnote | — | — | (F4) 1000748378 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Claudio Ramolo and therefore, Mr. Ramolo has voting and dispositive power over such shares and may be deemed to beneficially own such shares. |
| 2 | Common | Class C Common Stock, par value $0.0001 per share | 2025-02-07 | J | D | 1,457,085 | $0.00 | 716,135 | I See footnote | — | — | (F4) 1000748378 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Claudio Ramolo and therefore, Mr. Ramolo has voting and dispositive power over such shares and may be deemed to beneficially own such shares. |
| 3 | Common | Class A Common Stock, par value $0.0001 per share | 2025-02-07 | M | A | 4,812,646 | $0.03 | 4,826,929 | D See footnote | — | — | (F4) 1000748378 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Claudio Ramolo and therefore, Mr. Ramolo has voting and dispositive power over such shares and may be deemed to beneficially own such shares. |
| 4 | Common | Class A Common Stock, par value $0.0001 per share | 2025-02-07 | S | D | 1,457,085 | $7.50 | 0 | I | — | — | |
| 5 | Common | Class A Common Stock, par value $0.0001 per share | 2025-02-07 | S | D | 4,812,646 | $7.50 | 14,283 | D | — | — | |
| 6 | Derivative | Exchangeable Shares | 2025-02-07 | C | D | 1,457,085 | $0.00 | 716,135 | I See footnote | $0.00 · — to — | 1,457,085 Class A Common Stock, par value $0.0001 per share | (F5) Consists of Exchangeable Shares issued by ExchangeCo. Each Exchangeable Share is exchangeable at the election of the holder thereof for one share of Class A Common Stock. The Exchangeable Shares are currently exercisable and have no expiration date. (F4) 1000748378 Ontario Inc. ("Ontario") is the record holder of the shares. Ontario is wholly owned by Claudio Ramolo and therefore, Mr. Ramolo has voting and dispositive power over such shares and may be deemed to beneficially own such shares. |
| 7 | Derivative | Stock Option (Right to Buy) | 2025-02-07 | M | D | 4,812,646 | $0.00 | 6,288,420 | D | $0.03 · 2022-09-16 to 2040-09-01 | 4,812,646 Class A Common Stock, par value $0.0001 per share | (F6) Consists of Stock Options that the Reporting Person received in exchange for his outstanding options in Rumble Inc. (n/k/a Rumble Canada Inc.) ("Rumble Canada") pursuant to the terms of the Business Combination Agreement, dated as of December 1, 2021 (the "BCA"), by and between the Issuer and Rumble Canada. Includes 3,756,960 "earnout" Stock Options that are subject to the vesting and forfeiture requirements specified in the BCA. |