Form 4 for DOMH Dominari Holdings Inc.
Accepted 2025-02-12 00:00:00 ET · period of report 2025-02-10 · accession 0001213900-25-012986 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-12 | 2025-02-10 | DOMH | Devall Christopher Franklin | COO | P - Purchase | — | +28.8K | 58.9K | +96% | — |
| D | 2025-02-12 | 2025-02-10 | DOMH | Devall Christopher Franklin | COO | A - Grant | — | +351.9K | 410.7K | +598% | — |
| DM | 2025-02-12 | 2025-02-10 | DOMH | Devall Christopher Franklin | COO | P - Purchase | — | +57.6K | 28.8K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-10 | P | A | 28,818 | — | 58,851 | D | — | — | (F1) On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. |
| 2 | Common | Common Stock | 2025-02-10 | A | A | 351,851 | — | 410,702 | D | — | — | (F1) On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. (F2) On February 10, 2025, the Reported Person was granted 351,851 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. |
| 3 | Derivative | Series B Warrants (right to buy) | 2025-02-10 | P | A | 28,818 | — | 28,818 | D | $4.22 · 2025-02-12 to 2030-02-12 | 28,818 Common Stock | (F1) On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. |
| 4 | Derivative | Series A Warrants (right to buy) | 2025-02-10 | P | A | 28,818 | — | 28,818 | D | $3.72 · 2025-02-12 to 2030-02-12 | 28,818 Common Stock | (F1) On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. |