Form 4 for DOMH Dominari Holdings Inc.

Accepted 2025-02-12 00:00:00 ET · period of report 2025-02-10 · accession 0001213900-25-013023 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2025-02-12	2025-02-12	DOMH	Yu Soo	Dir, 10%	P - Purchase	—	+288.2K	2.20M	+15%	—
DM	2025-02-12	2025-02-10	DOMH	Yu Soo	Dir, 10%	P - Purchase	—	+576.4K	288.2K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2025-02-12	P	A	288,184	—	2,200,769	D	—	—	(F1) On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. (F2) Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
2	Derivative	Series A Warrants (right to buy)	2025-02-10	P	A	288,184	—	288,184	D	$3.72 · 2025-02-12 to 2030-02-12	288,184 Common Stock	(F1) On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
3	Derivative	Series B Warrants (right to buy)	2025-02-10	P	A	288,184	—	288,184	D	$4.22 · 2025-02-12 to 2030-02-12	288,184 Common Stock	(F1) On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.