Form 4 for SPRU SPRUCE POWER HOLDING CORP
Accepted 2025-03-31 00:00:00 ET · period of report 2023-03-15 · accession 0001213900-25-025849 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-03-31 | 2024-08-12 | SPRU | Tech Eric M. | Dir | A - Grant | $0.00 | +48.2K | 144.0K | +50% | $0 | |
| 2025-03-31 | 2024-05-29 | SPRU | Tech Eric M. | Dir | F - Tax | $0.44 | -8,772 | 144.0K | -6% | -$3,860 | |
| 2025-03-31 | 2023-03-15 | SPRU | Tech Eric M. | Dir | S - Sale | $0.81 | -8,560 | 144.0K | -6% | -$6,934 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-12 | A | A | 48,232 | $0.00 | 144,018 | D | — | — | (F4) The securities awarded are in the form of RSUs that each represent a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025. (F3) Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
| 2 | Common | Common Stock | 2024-05-29 | F | D | 8,772 | $0.44 | 144,018 | D | — | — | (F3) Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |
| 3 | Common | Common Stock | 2023-03-15 | S | D | 8,560 | $0.81 | 144,018 | D | — | — | (F2) Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023. (F1) This transaction was inadvertently effectuated within six months of matching acquisitions. Accordingly, the Reporting Person realized short-swing profits of $50.00 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchases of securities on June 1, 2023 and the disposition of the Issuer's common shares reported herein, which was a sell-to-cover transaction to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions. (F3) Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed. |