Form 4/A for NTHI NEONC TECHNOLOGIES HOLDINGS, INC.
Accepted 2025-04-08 00:00:00 ET · period of report 2025-03-26 · accession 0001213900-25-030063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2025-04-08 | 2025-03-26 | NTHI | CHIANG MING-FU (ALAN) | Dir | A - Grant | $0.00 | +50.0K | 390.2K | +15% | $0 |
| DAI | 2025-04-08 | 2025-03-26 | NTHI | CHIANG MING-FU (ALAN) | Dir | J - Other | $0.00 | -5,994 | 324.7K | -2% | $0 |
| DMAI | 2025-04-08 | 2025-03-26 | NTHI | CHIANG MING-FU (ALAN) | Dir | S - Sale+OE | $24.85 | -57.7K | 385.6K | -13% | -$1.43M |
| DAI | 2025-04-08 | 2025-03-26 | NTHI | CHIANG MING-FU (ALAN) | Dir | X - OptEx | $12.00 | +117.2K | 441.9K | +36% | +$1.41M |
| DAI | 2025-04-08 | 2025-03-26 | NTHI | CHIANG MING-FU (ALAN) | Dir | X - OptEx | $0.00 | -117.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-26 | A | A | 50,000 | $0.00 | 390,216 | D By HCWG LLC | — | — | (F1) Grant of 50,000 shares of restricted common stock (the "Shares") pursuant to Issuer's 2023 Equity Incentive Plan. The Shares vest 100% seven months after the effective date of Issuer's initial listing. |
| 2 | Common | Common Stock | 2025-03-26 | J | D | 5,994 | $0.00 | 324,688 | I By HCWG LLC | — | — | (F3) Not applicable. Number of shares transferred was based on a per share value of $18. (F4) Such shares are held by virtue of beneficial ownership of HCWG. The shares represent only Reporting Person's 37.5% interest in HCWG. |
| 3 | Common | Common Stock | 2025-03-26 | S | D | 1,446 | $19.13 | 384,180 | I | — | — | |
| 4 | Common | Common Stock | 2025-03-26 | S | D | 56,250 | $25.00 | 385,626 | I By HCWG LLC | — | — | |
| 5 | Common | Common Stock | 2025-03-26 | X | A | 117,188 | $12.00 | 441,876 | I By HCWG LLC | — | — | |
| 6 | Derivative | Warrant (right to buy) | 2025-03-26 | X | D | 117,188 | $0.00 | 0 | I By HCWG LLC | $12.00 · 2025-03-26 to — | 117,188 Common Stock | (F9) Not applicable. |