Form 4/A for NTHI NEONC TECHNOLOGIES HOLDINGS, INC.
Accepted 2025-04-08 00:00:00 ET · period of report 2025-03-26 · accession 0001213900-25-030065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAI | 2025-04-08 | 2025-03-26 | NTHI | Heshmatpour Amir F | Dir | J - Other | $0.00 | -3,996 | 216.5K | -2% | $0 |
| DAI | 2025-04-08 | 2025-03-26 | NTHI | Heshmatpour Amir F | Dir | X - OptEx | $12.00 | +78.1K | 294.6K | +36% | +$937.5K |
| DMAI | 2025-04-08 | 2025-03-26 | NTHI | Heshmatpour Amir F | Dir | S - Sale+OE | $24.85 | -38.5K | 257.1K | -13% | -$955.9K |
| DAI | 2025-04-08 | 2025-03-26 | NTHI | Heshmatpour Amir F | Dir | X - OptEx | $0.00 | -78.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-26 | J | D | 3,996 | $0.00 | 216,459 | I By HCWG LLC | — | — | (F2) Not applicable. Number of shares transferred was based on a per share value of $18. (F3) The shares reported as indirectly held herein by HCWG represent only Reporting Person's interest in HCWG. |
| 2 | Common | Common Stock | 2025-03-26 | X | A | 78,125 | $12.00 | 294,584 | I By HCWG LLC | — | — | |
| 3 | Common | Common Stock | 2025-03-26 | S | D | 964 | $19.13 | 256,120 | I By HCWG | — | — | |
| 4 | Common | Common Stock | 2025-03-26 | S | D | 37,500 | $25.00 | 257,084 | I By HCWG LLC | — | — | |
| 5 | Derivative | Warrant (right to buy) | 2025-03-26 | X | D | 78,125 | $0.00 | 0 | I By HCWG LLC | $12.00 · 2025-03-26 to — | 78,125 Common Stock | (F8) Not applicable. |