Form 4 for KRT Karat Packaging Inc.
Accepted 2025-05-15 00:00:00 ET · period of report 2025-05-12 · accession 0001213900-25-044536 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-15 | 2025-05-14 | KRT | Yu Alan | CEO, Dir, 10% | F - Tax | $30.04 | -2,543 | 6.95M | -0.0% | -$76.4K |
| D | 2025-05-15 | 2025-05-12 | KRT | Yu Alan | CEO, Dir, 10% | M - OptEx | — | +8,000 | 6.96M | +0.1% | — |
| D | 2025-05-15 | 2025-05-12 | KRT | Yu Alan | CEO, Dir, 10% | M - OptEx | $0.00 | -8,000 | 8,000 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-14 | F | D | 2,543 | $30.04 | 6,953,805 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $29.9501 to $30.2801, inclusive. The reporting person undertakes to provide to Karat Packaging Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2025-05-12 | M | A | 8,000 | — | 6,956,348 | D | — | — | (F1) Represents shares of Karat Packaging Inc.'s common stock received upon the vesting of restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2025-05-12 | M | D | 8,000 | $0.00 | 8,000 | D | — · — to — | 8,000 Common Stock | (F3) The RSUs convert into common stock on a one-for-one basis. (F4) On March 12, 2024, the reporting person was granted 24,000 RSUs. These RSUs were scheduled to vest in three equal, annual installments beginning on May 12, 2024. |