Form 4 for SIEB SIEBERT FINANCIAL CORP
Accepted 2025-05-29 00:00:00 ET · period of report 2025-05-27 · accession 0001213900-25-048944 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-29 | 2025-05-27 | SIEB | Gebbia Richard | Member of 10% owner group | G - Gift | $0.00 | +2.59M | 3.18M | +440% | $0 | |
| I | 2025-05-29 | 2025-05-27 | SIEB | Gebbia Richard | Member of 10% owner group | G - Gift | $0.00 | -2.59M | 261.3K | -91% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2025-05-27 | G | A | 2,589,592 | $0.00 | 3,178,127 | D See Footnote | — | — | (F1) The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share increase in the Reporting Person's directly owned shares of Issuer common stock. (F2) The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share decrease in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 261,273 shares held by various family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| 2 | Common | Common Stock, $0.01 par value per share | 2025-05-27 | G | D | 2,589,592 | $0.00 | 261,273 | I | — | — |