Form 4/A for NTHI NEONC TECHNOLOGIES HOLDINGS, INC.
Accepted 2025-06-05 00:00:00 ET · period of report 2025-03-26 · accession 0001213900-25-051685 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAI | 2025-06-05 | 2025-03-26 | NTHI | CHEN THOMAS C | CEO, Dir, 10% | X - OptEx | $12.00 | +79.7K | 300.5K | +36% | +$956.3K |
| DAI | 2025-06-05 | 2025-03-26 | NTHI | CHEN THOMAS C | CEO, Dir, 10% | J - Other | $0.00 | -4,076 | 220.8K | -2% | $0 |
| DMAI | 2025-06-05 | 2025-03-26 | NTHI | CHEN THOMAS C | CEO, Dir, 10% | S - Sale+OE | $24.85 | -39.2K | 262.2K | -13% | -$975.1K |
| DAI | 2025-06-05 | 2025-03-26 | NTHI | CHEN THOMAS C | CEO, Dir, 10% | X - OptEx | $0.00 | -79.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-26 | X | A | 79,688 | $12.00 | 300,475 | I By HCWG LLC | — | — | |
| 2 | Common | Common Stock | 2025-03-26 | J | D | 4,076 | $0.00 | 220,787 | I By HCWG LLC. | — | — | (F2) Not applicable. Number of shares transferred was based on a per share value of $18. (F3) The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. |
| 3 | Common | Common Stock | 2025-03-26 | S | D | 983 | $19.13 | 261,242 | I By HCWG LLC | — | — | |
| 4 | Common | Common Stock | 2025-03-26 | S | D | 38,250 | $25.00 | 262,225 | I By HCWG LLC | — | — | |
| 5 | Derivative | Warrant (right to buy) | 2025-03-26 | X | D | 79,688 | $0.00 | 0 | I By HCWG | $12.00 · 2025-03-26 to — | 79,688 Common Stock | (F9) Not applicable. |