Form 4 for TRIN Trinity Capital Inc.

Accepted 2025-06-09 00:00:00 ET · period of report 2024-11-01 · accession 0001213900-25-052788 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2025-06-09	2024-11-01+	TRIN	Estes Ronald E.	Dir	P - Purchase	$14.15	+1,300	26.6K	+5%	+$18.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-11-01	P	A	300	$13.50	25,635.70	D	—	—	(F1) Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders. (F2) Amended filing to correct a scrivener's error in the Form 4, filed on November 4, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported that Mr. Estes acquired 500 shares at the price of $13.50, and this amended Form 4 corrects the reporting to reflect the correct number of shares acquired in that transaction and the correct amount of shares beneficially owned following the reported transaction. All other information in the Original Form 4 remains accurate and unchanged.
2	Common	Common Stock	2025-06-05	P	A	1,000	$14.35	26,635.70	D	—	—	(F1) Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.