Form 4 for SIEB SIEBERT FINANCIAL CORP
Accepted 2025-06-12 00:00:00 ET · period of report 2025-06-10 · accession 0001213900-25-053959 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-12 | 2025-06-10 | SIEB | Gebbia Gloria E | Dir, 10%, Member of 10% owner group | J - Other | $0.00 | -9.70M | 0 | -100% | $0 | |
| I | 2025-06-12 | 2025-06-10 | SIEB | Gebbia Gloria E | Dir, 10%, Member of 10% owner group | J - Other | $0.00 | +9.70M | 9.70M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2025-06-10 | J | D | 9,697,714 | $0.00 | 0 | D See Footnote | — | — | (F1) The Reporting Person transferred 9,697,714 shares of Issuer common stock to the John J & Gloria E Gebbia TTEESS UAD 12/8/94 which is jointly owned by Gloria E. Gebbia and John J. Gebbia ("Gebbia Living Trust"). The Reporting Person does not directly own any share of Issuer common stock. |
| 2 | Common | Common Stock, $0.01 par value per share | 2025-06-10 | J | A | 9,697,714 | $0.00 | 9,697,714 | I | — | — | (F2) The Reporting Person indirectly owns 9,697,714 shares of Issuer common stock owned by the Gebbia Living Trust. |